Showing 1 to 12 of 21 results
US and Canada Consider Semi-Annual Corporate Reporting
The US Securities and Exchange Commission (SEC) proposes allowing semi-annual earnings reports, while Canada is developing similar rules for smaller companies, aiming for implementation within 24 months, despite concerns about transparency.
US and Canada Consider Semi-Annual Corporate Reporting
The US Securities and Exchange Commission (SEC) proposes allowing semi-annual earnings reports, while Canada is developing similar rules for smaller companies, aiming for implementation within 24 months, despite concerns about transparency.
Progress
20% Bias Score
FCA Fines Woodford \£45.89 Million for Fund Collapse
The FCA fined Neil Woodford \£5.89 million and his firm \£40 million for mismanagement of the Woodford Equity Income fund, which collapsed in 2019, leaving approximately 300,000 investors with significant losses; the fines are considered insufficient compensation by many victims.
FCA Fines Woodford \£45.89 Million for Fund Collapse
The FCA fined Neil Woodford \£5.89 million and his firm \£40 million for mismanagement of the Woodford Equity Income fund, which collapsed in 2019, leaving approximately 300,000 investors with significant losses; the fines are considered insufficient compensation by many victims.
Progress
52% Bias Score
OSC Launches Project to Increase Retail Access to Private Market Funds
The Ontario Securities Commission (OSC) is launching LaunchPad, a project to increase retail investor access to private market investment funds, addressing concerns about transparency and investor protection by implementing bespoke controls for each fund, while investor advocates remain cautious.
OSC Launches Project to Increase Retail Access to Private Market Funds
The Ontario Securities Commission (OSC) is launching LaunchPad, a project to increase retail investor access to private market investment funds, addressing concerns about transparency and investor protection by implementing bespoke controls for each fund, while investor advocates remain cautious.
Progress
36% Bias Score
Celsius Founder Sentenced to 12 Years for Fraud
Alexander Mashinsky, Celsius Network founder, received a 12-year prison sentence for defrauding customers of billions of dollars, highlighting the risks in the cryptocurrency market and resulting in the deaths of almost 250 victims before they could receive compensation.
Celsius Founder Sentenced to 12 Years for Fraud
Alexander Mashinsky, Celsius Network founder, received a 12-year prison sentence for defrauding customers of billions of dollars, highlighting the risks in the cryptocurrency market and resulting in the deaths of almost 250 victims before they could receive compensation.
Progress
48% Bias Score
India's Superior Conglomerate Financial Reporting: A Model for the US?
India mandates public disclosure of financial statements for subsidiaries of conglomerates, unlike the US, creating greater transparency for investors and potentially improving capital allocation; this contrasts with US practices, where opacity hinders assessment of subsidiary performance and relate...
India's Superior Conglomerate Financial Reporting: A Model for the US?
India mandates public disclosure of financial statements for subsidiaries of conglomerates, unlike the US, creating greater transparency for investors and potentially improving capital allocation; this contrasts with US practices, where opacity hinders assessment of subsidiary performance and relate...
Progress
52% Bias Score
Plantro's Controversial Mini-Tender Offer for ISC Shares Rejected
Plantro Ltd. made a mini-tender offer for up to 15 percent of ISC's Class A shares at $27.25 each, a 10 percent premium, which ISC called "coercive" and rejected, citing concerns about Plantro's attempt to gain board control without paying a control premium and the precedent this bid sets.
Plantro's Controversial Mini-Tender Offer for ISC Shares Rejected
Plantro Ltd. made a mini-tender offer for up to 15 percent of ISC's Class A shares at $27.25 each, a 10 percent premium, which ISC called "coercive" and rejected, citing concerns about Plantro's attempt to gain board control without paying a control premium and the precedent this bid sets.
Progress
52% Bias Score
Nasdaq Tightens Rules for Small Chinese Listings Amid Pump-and-Dump Scams
The Nasdaq stock exchange is proposing stricter rules for small Chinese companies seeking listings, aiming to curb a rise in pump-and-dump schemes; this may shift fraudulent activity to other markets, including Canada's TSX.
Nasdaq Tightens Rules for Small Chinese Listings Amid Pump-and-Dump Scams
The Nasdaq stock exchange is proposing stricter rules for small Chinese companies seeking listings, aiming to curb a rise in pump-and-dump schemes; this may shift fraudulent activity to other markets, including Canada's TSX.
Progress
24% Bias Score
Insufficient Case for Standardizing Non-Financial KPIs
The author argues against standardizing non-financial KPIs, citing the SEC's existing regulations as sufficient and highlighting the inconsistencies in comparable sales reporting between Home Depot and Lowe's as evidence of the difficulties in creating industry-wide standards.
Insufficient Case for Standardizing Non-Financial KPIs
The author argues against standardizing non-financial KPIs, citing the SEC's existing regulations as sufficient and highlighting the inconsistencies in comparable sales reporting between Home Depot and Lowe's as evidence of the difficulties in creating industry-wide standards.
Progress
52% Bias Score
Celsius Founder Sentenced to 12 Years for Fraud
Alexander Mashinsky, founder of Celsius Network, received a 12-year prison sentence for defrauding customers of billions of dollars through deceptive investment practices, leading to the platform's bankruptcy and nearly 250 deaths among victims.
Celsius Founder Sentenced to 12 Years for Fraud
Alexander Mashinsky, founder of Celsius Network, received a 12-year prison sentence for defrauding customers of billions of dollars through deceptive investment practices, leading to the platform's bankruptcy and nearly 250 deaths among victims.
Progress
56% Bias Score
Dax Crash Exposes German Brokerage System Failures
Following the largest Dax crash in history on April 7th, hundreds of German investors reported being unable to access their online brokerage accounts due to system failures at numerous banks and brokers, prompting BaFin to launch a market-wide investigation into IT infrastructure and resilience, whi...
Dax Crash Exposes German Brokerage System Failures
Following the largest Dax crash in history on April 7th, hundreds of German investors reported being unable to access their online brokerage accounts due to system failures at numerous banks and brokers, prompting BaFin to launch a market-wide investigation into IT infrastructure and resilience, whi...
Progress
44% Bias Score
CNMV Tightens Oversight of Structured Bank Deposits to Protect Small Investors
The Spanish CNMV is strengthening its oversight of structured bank deposits marketed to small investors due to their complexity and risk of loss, mandating explicit warnings about potential value discrepancies and requiring increased transparency in the marketing of such products.
CNMV Tightens Oversight of Structured Bank Deposits to Protect Small Investors
The Spanish CNMV is strengthening its oversight of structured bank deposits marketed to small investors due to their complexity and risk of loss, mandating explicit warnings about potential value discrepancies and requiring increased transparency in the marketing of such products.
Progress
32% Bias Score
Bafin Finds Deficiencies in German Certificate Sales
The German financial regulator Bafin found deficiencies in the sale of certificates by banks and savings banks, noting insufficiently defined customer groups and market conditions for some products; around 20% of customers lacked full understanding of express certificates risks, resulting in over €3...
Bafin Finds Deficiencies in German Certificate Sales
The German financial regulator Bafin found deficiencies in the sale of certificates by banks and savings banks, noting insufficiently defined customer groups and market conditions for some products; around 20% of customers lacked full understanding of express certificates risks, resulting in over €3...
Progress
40% Bias Score
Showing 1 to 12 of 21 results