Tag #Regulatory Violations

Showing 1 to 1 of 1 results

nbcnews.com
🌐 75% Global Worthiness
News related image

Robinhood to Pay $45 Million for Securities Law Violations

The SEC fined Robinhood's two broker-dealers $45 million for numerous securities law violations, including failing to report suspicious trading, maintain proper records, and protect customer information between 2020 and 2021.

Progress

40% Bias Score

Reduced Inequality

Showing 1 to 1 of 1 results